Asked by: Azarias Ohlemann
asked in category: General Last Updated: 17th February, 2020

How long is a Series 65 license good for?

After you pass the Series 65 test you have two years to become licensed (registered) with a state or the exam expires. Once you are registered, the exam remains effective as long as you stay registered.

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Just so, how long does a Series 65 license last?

two years

Likewise, how long is a Series 66 license good for? As long as you do not exceed two years between employers, your Series 66 license will remain active.

Similarly, you may ask, how many times can you take the Series 65?

If you fail, you can retake the exam after waiting 30 days. But if you fail three times, you need to wait 180 days, after which you can register again. There is no limit to the number of exams a candidate can take.

What can you do with a Series 65 license?

It's important to note that having a Series 65 license allows a financial professional to give investment advice. It does not license them to sell packages investment products or to buy and sell securities. To do that, you must get your Series 6 and Series 7 licenses.

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